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14.4: End Notes

  • Page ID
    10914
  • Fischel, D. R. (1981). Secondary Liability under Section 10 (b) of the Securities Act of 1934. California Law Review, 69(1), 80–111.

    Hanna, J. (1934). The Securities Exchange Act of 1934. California Law Review, 1–29.

    Horwitz, B., & Kolodny, R. (1977). Line of business reporting and security prices: An analysis of an SEC disclosure rule. The Bell Journal of Economics, 234–249.

    Jaffe, J. F. (1974). Special information and insider trading. The Journal of Business, 47(3), 410–428.

    SEC charges Martha Stewart, Peter Bacanovic with illegal insider trading. U.S. Securities and Exchange Commission. Retrieved from: https://www.sec.gov/news/press/2003-69.htm.

    Myers, M. (1994). Rhetoric Hewn by Audience and History: The Evolution of the Annual Report as a Business Document. Retrieved from: https://files.eric.ed.gov/fulltext/ED370138.pdf.

    What’s the deal with Regulation M. Latham & Watkins Capital Markets Group. Retrieved from: https://www.lw.com/thoughtLeadership...on-m-guide-faq.

    Engle, E. (2006). What you don’t know can hurt you: human rights, shareholder activism and SEC reporting requirements. Syracuse Law. Review, 57, 63.

    If you had invested right after facebook’s IPO (FB, TWTR). Investopedia. Retrieved from: https://www.investopedia.com/article...ebooks-ipo.asp.

    Macey, J. R., & Miller, G. P. (1991). Origin of the blue sky laws. Texas. Law Review, 70, 347.

    Payne, W. (1911) How Kansas drove out a set of thieves. The Saturday Evening Post, 184, 23.

    Regulation Crowdfunding: A Small Entity Compliance Guide for Issuers. (n.d). U.S. Securities and Exchange Commission. Retrieved from: https://www.sec.gov/info/smallbus/se...1316.htm#_ftn1.

    Soifer, A. (1987). The Paradox of Paternalism and Laissez-Faire Constitutionalism: United States Supreme Court, 1888–1921. Law and History Review, 5(1), 249–279.

    Suddath, C. (October, 2008). The crash of 1929. Time. Retrieved from: http://content.time.com/time/nation/...854569,00.html.

    What we do. (n.d). U.S. Securities and Exchange Commission. Retrieved from: https://www.sec.gov/Article/whatwedo.html.

    White, E. N. (1990). The stock market boom and crash of 1929 revisited. Journal of Economic perspectives, 4(2), 67–83.

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